Reviewing the Laws

Statutory, Regulatory and Contractual Rules

Verified to source documents and linked to the processes in your Operating Model 

 
RULE LIBRARY

 

 

A library of Statutory, Regulatory and Contractual rules that are relevant to Investment Funds

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RULES

 

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Rule requirements to demonstrate  review and provide a record of assessment and implementation

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VERIFIED

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Cross referenced with URL links to enable quick verification to source documents

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PROCESSES

 

 

 

 

Cross referenced to the processes in your Operating Model

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REPORTING

Reports to identify the people, systems and service providers responsible for compliance with each rule requirement

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