Fund Elements in partnership with PAT FinTech has developed a series of education and training course for Finance and Technology Professionals who are responsible for the implementation and automation of Regulatory rule requirements
Training Courses
Regulatory case studies to develop a Business Analyst skillset linked to Job Roles
MODULE: 01-BRR
Baseline Rules Requirements
LEARNING OBJECTIVE:
Create a rules library linked to regulatory source documents to accurately capture the rule requirements.
MODULE: 03-DD
Document Definition
LEARNING OBJECTIVE:
Create an index to define each document identified in the impact assessment.
MODULE: 05-BPD
Business Process Defintion
LEARNING OBJECTIVE:
Define the process that creates each document in the document index.
MODULE: 07-PD
Process Decomposition
LEARNING OBJECTIVE:
Create sub-processes to provide more detailed instructions for each of the process definitions.
MODULE: 02-IA
Impact Assessment
LEARNING OBJECTIVE:
Identify each document by the rule requirements
MODULE: 04-DA
Dependency Analysis
LEARNING OBJECTIVE:
Create a dependency tree to connect each rule requirement to the document relied on to demonstrate compliance.
MODULE: 06-EP
End to end Process-flows
LEARNING OBJECTIVE:
Create an end-to-end process-flow to connect the governance, management, and operations activities for each deliverable.
MODULE: 08-CRM
Compliance Rules Matrix
LEARNING OBJECTIVE:
Connect each entry in the rule’s library to the relevant process definition in the end-to-end process-flow.
"Provided a consistent and scalable approach that we use to demonstrate compliance with all of you Regulatory Obligations"
COO - ManCo
"Central to our digital first strategy, Applied Regulatory Analyst training is now mandatory for the team."
CEO - Quantitative Fund
"I know know how to build solutions that prove compliance by linking rules to functionality."
CTO - RegTech
"Comprehensive training course that represents the first step in a credible for approach to compliance."
Regulatory Consultant