You learn by doing
The old way is best effort and whatever tools are available.
The new way is developing FinTech Skillsets by using fit for purpose solutions with real world case studies.
Fixing mistakes is about having a go and experiencing something new for the first time in a safe environment.
It involves instructions on what good looks like and clarity about the expected results.
Applied Regulatory Analyst
You learn most by fixing your mistakes
Applied Regulatory Analyst has been designed in line with best practice training standards used by Learning and Development Professionals.
The training course has 8 modules each of which has a clearly defined observable learning objective (behavior, standard, condition). Each module has been designed to measure knowledge and skill transfer and follows a structure to reinforce learning (Kirkpatrick Level 1 & 2).
A two page document that introduces the learning objective and provides background knowledge.
A short instructional video of the skills required to complete each activity.
An exercise that involves a case study to complete the skills demonstrated in the instructional video.
The expected results with Q&A support from the instructor to confirm good outcomes and agree areas for development.
"Provided a consistent and scalable approach that we use to demonstrate compliance with all of you Regulatory Obligations"
COO - ManCo
"Central to our digital first strategy, Applied Regulatory Analyst training is now mandatory for the team."
CEO - Quantitative Fund
"I know know how to build solutions that prove compliance by linking rules to functionality."
CTO - RegTech
"Comprehensive training course that represents the first step in a credible for approach to compliance."
Baseline Rules Requirements
Create a rules library linked to regulatory source documents to accurately capture the rule requirements.
Create an index to define each document identified in the impact assessment.
Business Process Defintion
Define the process that creates each document in the document index.
Create sub-processes to provide more detailed instructions for each of the process definitions.
Identify each document by the rule requirements
Create a dependency tree to connect each rule requirement to the document relied on to demonstrate compliance.
End to end Process-flows
Create an end-to-end process-flow to connect the governance, management, and operations activities for each deliverable.
Compliance Rules Matrix
Connect each entry in the rule’s library to the relevant process definition in the end-to-end process-flow.