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FinTech Skillsets

Applied Skills for Finance and Technology Professionals aligned with Job Roles 

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Fund Elements in partnership with PAT FinTech has developed a series of education and training course for Finance and Technology Professionals who are responsible for the implementation and automation of Regulatory rule requirements 

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Remote Learning
Lecture Room

Class Room - Public and Train the Trainer Course

Remote and Self Directed Courses

Training Courses

Courses

Regulatory case studies to develop a Business Analyst skillset linked to Job Roles 

Navigating

Scale and Complexity

[NSC]

An educational course that introduces Compliance by Design  and tools to navigate the themes and documents in the regulatory framework

Applied Regulatory

Analyst

[ARA]

A training course that uses regulatory cases studies to develop the skills you need to analyse requirements and complete an impact assessment

Enterprise Regulatory Architect

[ERA]

A Training course for Senior Compliance Professionals who are responsible for implementing enterprise wide frameworks

Compliance Reporting

Analyst

[CRA]

A training course focused on the reporting skills required to demonstrate compliance for due diligence and regulatory inspections

Regulatory Change

Manager

[RCM]

A training course to support Project Managers who are responsible for implementing business and technology change 

ARA

Applied Regulatory Analyst [ARA]

COURSE OVERVIEW

MODULE: 01-BRR

Baseline Rules Requirements

LEARNING OBJECTIVE:

Create a rules library linked to regulatory source documents to accurately capture the rule requirements.

11062b_d91d5a19bea140dfbbe8400c1f529bdb~

MODULE: 03-DD

Document Definition

LEARNING OBJECTIVE:

Create an index to define each document identified in the impact assessment.

Reading a Book

MODULE: 05-BPD

Business Process Defintion

LEARNING OBJECTIVE:

Define the process that creates each document in the document index.

2 Puzzle Pieces

MODULE: 07-PD

Process Decomposition

LEARNING OBJECTIVE:

Create sub-processes to provide more detailed instructions for each of the process definitions.

Flow Chart

MODULE: 02-IA

Impact Assessment 

LEARNING OBJECTIVE:

Identify each document by the rule requirements

Liquid Drop

MODULE: 04-DA

Dependency Analysis

LEARNING OBJECTIVE:

Create a dependency tree to connect each rule requirement to the document relied on to demonstrate compliance.

Bridge Construction

MODULE: 06-EP

End to end Process-flows

LEARNING OBJECTIVE:

Create an end-to-end process-flow to connect the governance, management, and operations activities for each deliverable.

Black Puzzle Pieces

MODULE: 08-CRM

Compliance Rules Matrix

LEARNING OBJECTIVE:

Connect each entry in the rule’s library to the relevant process definition in the end-to-end process-flow.

Analyzing Chart

"Provided a consistent and scalable approach that we use to demonstrate compliance with all of you  Regulatory Obligations"

COO - ManCo

"Central to our digital first strategy, Applied Regulatory Analyst training is now mandatory for the team."

CEO - Quantitative Fund

"I know know how to build solutions that prove compliance by linking rules to functionality."

CTO - RegTech

"Comprehensive training course that represents the first step in a credible for approach to compliance."

Regulatory Consultant

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